Allianz Marine Aviation (France) v GE Frankona Reinsurance Limited London and Alwen Hough Johnson Limited

Queens Bench Division (Commercial Court)
[2005] EWHC 101 (Comm)
Clarke J
February 2005

In the absence of an agreement to the contrary, the meaning of a reference to claims and the application of an excess set out in a follow the settlements clause was the same in each of a series of contracts declared pursuant to a broker's facility.

In 2001 Frankona agreed a facility with AHJ pursuant to which Frankona was to reinsure "100% of orders" and which provided that Frankona was "to follow original settlements of the Reassureds in all respects, being a reinsurance subject to the same clauses and conditions against the same perils as in the original policy or policies, but only to pay claims excess of amounts stated each declaration". Accordingly, AJH proposed risks on the basic terms and conditions set out in the facility, with variations applicable to each risk being as declared or agreed. The reinsurance of "Treasure Bay", a floating casino, was declared to the facility, Allianz being the reinsured. The follow the settlements clause in the reinsurance was in the same terms as stated in the facility, save that a $5m each vessel each accident excess was declared. The Treasure Bay was damaged in a tropical storm and Allianz claimed under the reinsurance in relation to its settlement with the original assured.

At issue was the proper application of the excess. Allianz contended it was to be applied to the 100% settlement figure. Frankona contended the excess was to be applied to the Allianz 45.238% share of the settlement figure. The difference in the corresponding recoverable amounts being over $2.7m. The Treasure Bay claim was the only significant claim under declarations made to the facility. The Court had to determine whether the "claims" referred to in the follow the settlements clause were the claims of the original assured upon Allianz, or Allianz' claims upon Frankona.

It was agreed by the parties that in the 80 declarations preceding the Treasure Bay declaration the excess was to be deducted from the figure at which the original underwriter settled the claim. Allianz contended the Treasure Bay declaration was to the same effect, Frankona contended that the circumstances were different and a different conclusion must follow.

Having considered the genesis, context and market in which the contract was made, Clarke J accepted submissions made on behalf of Allianz to the effect that the inclusion of the excess wording in the follow the settlements clause shifted the focus of attention to the claim of the original insured. This then limited the amount which reinsurers were to follow to settlements by insurers of claims, by the original insured, in excess of $5m each vessel, each accident. The Treasure Bay declaration had to be viewed in the context of the facility and the 80 declarations preceding it. Many of these would be meaningless unless the Allianz construction were adopted because the apparent cover for partial loss would otherwise be rendered illusory. Furthermore, one purpose of the facility was that certain terms would be standard for each declaration and mean the same in each case unless otherwise agreed. In the absence of an agreement to the contrary, the meaning of the words in the Treasure Bay declaration would be the same as that which it had been accepted they meant in the 80 preceding declarations. Clarke J rejected contentions on behalf of Frankona that there were features of the Treasure Bay declaration or the circumstances surrounding it, that showed that the word "claims" meant something different or the excess should be applied differently.